Nex Systems
Person

PAUL B. BULGAJEWSKI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/21/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. PAUL B. BULGAJEWSKI (CRD No. 4171069), Respondent. Disciplinary Proceeding No. 2006006436101 Hearing Officer - AWH DEFAULT DECISION February 21, 2008 Respondent is barred from associating with any FINRA member in any capacity for engaging in check kiting, in violation of NASD Rule 2110, and failing to respond to requests for information, in violation of NASD Rules 8210 and 2110.

    Reference 2006006436101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4171069

Other names1

Also known as1

PAUL BRIAN BULGAJEWSKI

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