Person

JEFFREY M. STEBBINS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/21/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jeffrey M. Stebbins, CRD No. 2575152, Respondent. Disciplinary Proceeding No. 2006004969703 Hearing Officer-AWH ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 21,2008 INTRODUCTION Disciplinary Proceeding No. 2006004969703 was filed on September 3,2008, by the Department of Enforcement of the Financial

    Reference 2006004969703data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2575152

Other names1

Also known as1

JEFFREY MICHAEL STEBBINS

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