JEFFREY M. STEBBINS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/21/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jeffrey M. Stebbins, CRD No. 2575152, Respondent. Disciplinary Proceeding No. 2006004969703 Hearing Officer-AWH ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 21,2008 INTRODUCTION Disciplinary Proceeding No. 2006004969703 was filed on September 3,2008, by the Department of Enforcement of the Financial
Reference 2006004969703data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2575152 |
Other names1
Also known as1
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