KAMI RENEE' STAYTON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/27/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012032011801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Kami Renee Stayton, Respondent Non-Registered Associated Person CRD No. 4412770 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2012032011801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4412770

Other names1

Also known as1

Kami Renee Stayton

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