MIKE GIVILANCZ JR.

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/25/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024973901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Mike Givilancz, Jr., Respondent Investment Company and Variable Contracts Corporate Securities Uniform Securities Agent CRD No. 2141251 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Mike Givilancz, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2010024973901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2141251

Other names1

Also known as1

MIKE GIVILANCZ, JR

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