Nex Systems
Person

Craig Edward Lewis

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/29/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050911102 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA”) RE: Craig Edward Lewis, Respondent General Securities Representative CRD No. 1013720 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Craig Edward Lewis (“Lewis”) or “Respondent”) submits this Letter of Acceptance, Waiver and Consent ("AWC”) for the purpose of proposing

    Reference 2016050911102finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number1013720

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