GERALD THOMAS COYNE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/10/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061332701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Gerald T. Coyne, Respondent General Securities Representative CRD No. 4589061 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Gerald T. Coyne submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019061332701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4589061

Other names1

Also known as1

Gerald T. Coyne

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