DON CLAIR WEIR JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/13/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008014938201 To: Department of Enforcement FINRA Re: Don Clair Weir, Jr. General Securities Principal and Municipal Securities Principal CRD No. 1503363 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Don Clair Weir, Jr., submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2008014938201finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1503363 |
Other names1
Also known as1
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