Nex Systems
Person

BART CHAD CHRISTENSEN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/25/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090189900 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bart Chad Christensen, Respondent CRD No. 2956167 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bart Chad Christensen ("Christensen") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2009018990002data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2956167

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