Matthew Leon White

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/21/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058815501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Matthew Leon White, Respondent Former Investment Company and Variable Contracts Products Representative CRD No. 5365185 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Matthew Leon White ("White" or "Respondent") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018058815501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5365185

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