Ali F Chehab
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/05/2025: The Department of Enforcement alleges: SUMMARY 1. Respondent Ali Chehab failed to respond to requests for information and documents that FINRA made pursuant to FINRA Rule 8210 as part of FINRA’s investigation into whether Chehab committed violations of FINRA rules and the federal securities laws including by: selling away; unauthorized trading; and making material misrepresentations to customers. As a result, Chehab violated FINRA Rules 8210 and 2010.
12/18/2025: Respondent is barred from associating with any FINRA member firm in any capacity for failing to respond to requests for documents and information from FINRA staff, in violation of FINRA Rules 8210 and 2010.
11/18/2025: Respondent is barred from associating with any FINRA member firm in any capacity for failing to respond to requests for documents and information from FINRA staff, in violation of FINRA Rules 8210 and 2010.
Reference 2024082633901data-portal.finra.orgfinra.orgdata-portal.finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7625979 |
Other names1
Also known as1
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