IGNACIO L. RESTREPO JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/06/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO C1020050059 TO: Department of Enforcement NASD RE: Ignacio L. Restrepo, Jr. (CRD No. 3008679) Respondent Pursuant to Rule 9216 of NASD Code of Procedure, Ignacio L. Restrepo, Jr. ("Restrepo" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the
Reference C1020050059finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3008679 |
Other names1
Also known as1
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