Jeremy J Cook

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/09/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062217101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeremy Joseph Cook, Respondent General Securities Representative CRD No. 6341736 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Jeremy Joseph Cook, submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019062217101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	6341736

Other names1

Also known as1

Jeremy Joseph Cook

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