GEORGE ABBOTT BERRY
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/23/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT 2009017596901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: George Abbott Berry, Respondent Registered Representative CRD. 4319797 Pursuant to FINRA Role 9216 of FINRA's Code of Procedure, I [George Abbott Berry or "Berry" or "Respondent"] submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2009017596901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4319797 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.