BRAD A. WEAVER

01/06/2006: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant vs. BRAD A. WEAVER, Registered Representative (CRD No. 2505931) Respondent Disciplinary Proceeding No. E8A2004050201 Hearing Officer COMPLAINT Upon information and belief, Complainant alleges as follows: 1. Brad A. Weaver ("Respondent") was registered with Raymond James Financial Services, Inc. ("RJFS"), a member of NASD, as a General Securities Representative between June 1999 and April 2003, and as a General Securities

05/17/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. BRAD A. WEAVER (CRD No. 2505931), Respondent. Disciplinary Proceeding No. E8A2004050201 Hearing Officer - SNB DEFAULT DECISION May 17, 2006 Respondent is barred from associating with any NASD member in any capacity for permitting a barred, unassociated person to engage in activities requiring registration, in violation of Rules 1031 and 2110. In light of the bar, no additional sanctions are imposed for: failing to maintain accurate

Reference E8A2004050201data-portal.finra.orgdata-portal.finra.orgfinra.org