DEREK LANE WEAVER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/17/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042914201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Derek Weaver, Respondent Investment Company and Variable Contracts Representative CRD No. 3037710 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Derek Weaver, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described
Reference 2014042914201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3037710

Other names1

Also known as1

DEREK WEAVER

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.