Nex Systems
Person

David Lee Reynolds

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/29/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055823701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA”) RE: David Lee Reynolds, Respondent General Securities Representative CRD No. 4685302 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I David Lee Reynolds (“Reynolds” or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”)

    Reference 2017055823701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4685302

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