KAREAM H. WHITE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/06/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KAREAM H. WHITE (CRD No. 3109919), Respondent. Disciplinary Proceeding No. 2011026620501 Hearing Officer-Andrew H. Perkins DEFAULT DECISION May 6, 2013 Respondent is barred from associating with any FINRA registered firm in any capacity for failing to appear and testify at an on-the-record interview, in violation of FINRA Rules 8210 and 2010. Appearances Helen G. Barnhill, Esq., and
Reference 2011026620501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3109919 |
Other names1
Also known as1
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