MARK EDWARD DIEMER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/11/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER of ACCEPTANCE, WAIVER AND CONSENT NO. 2009016254302 To: Department of Enforcement FINRA Re: Mark Edward Diemer General Securities Principal and Municipal Securities Principal CRD Ko. 1280910 Pursuant to FINRA Rule 9216 of HNRA Code cf Procedure, J, Mart Edward Diemer (Diemer), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged
Reference 2009016254302data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1280910 |
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