Nex Systems
Person

ANTHONY DAVID BRENTIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/11/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031369201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony David Brentin, Respondent Former Registered Representative CRD No. 5550765 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Anthony David Brentin ("Respondent" or "Brentin") submits this Letter of Acceptance, Waiver and

    Reference 2012031369201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5550765

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