Nex Systems
Person

DEREK LEE MILLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/25/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043091101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Derek Lee Miller (CRD No. 4748724), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Derek Lee Miller ("Miller" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014043091101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4748724

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