GEORGE Q. WOODRUM

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/18/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030565003 and 20130366512 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: George Q. Woodrum, Respondent General Securities Representative, General Securities Principal, Equity Trader and Municipal Securities Principal CRD No. 2783933 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, George Q. Woodrum (Woodrum or Respondent), submit this Letter of Acceptance, Waiver and
Reference 2012030565003data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2783933

Other names1

Also known as1

GEORGE QUINTIN WOODRUM

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