MICHAEL J. DIMARE

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/04/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080134434 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael J. DiMare, Respondent Registered Representative CRD No. 4610869 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2008013443402data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/04/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080134434 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael J. DiMare, Respondent Registered Representative CRD No. 2390335 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement ofthe alleged rule violations described below. This AWC is submitted on the
Reference 2008013443401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2390335

Other names1

Also known as1

MICHAEL JOSEPH DIMARE

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