MATTHEW JOHN ISKRIC
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/17/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009017857501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matthew John Iskric, Respondent General Securities Representative CRD No. 601605 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Matthew John Iskric ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2009017857501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 601605 |
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