MICHAEL A. MCINTYRE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/09/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MICHAEL A. McINTYRE (CRD No. 1014332), Respondent. Disciplinary Proceeding No. 20100214065-01 Hearing Officer-Andrew H. Perkins HEARING PANEL DECISION July 9, 2012 Respondent is barred from associating with any member firm in any capacity for submitting false expense reports to his employer firm and converting funds from his employer firm, in violation of NASD Conduct Rule 2110 and FINRA Conduct
Reference 2010021406501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1014332 |
Other names1
Also known as1
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