Person

MICHAEL A. MCINTYRE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/09/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MICHAEL A. McINTYRE (CRD No. 1014332), Respondent. Disciplinary Proceeding No. 20100214065-01 Hearing Officer-Andrew H. Perkins HEARING PANEL DECISION July 9, 2012 Respondent is barred from associating with any member firm in any capacity for submitting false expense reports to his employer firm and converting funds from his employer firm, in violation of NASD Conduct Rule 2110 and FINRA Conduct

    Reference 2010021406501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1014332

Other names1

Also known as1

MICHAEL ANTHONY MCINTYRE

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.