ALI JABBAR ONAYO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/28/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 20080164478 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ali Onayo Limited Registered Representative CRD No. 4621649 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Ali Onayo, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2008016447801finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4621649

Other names1

Also known as1

ALI ONAYO

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