VERNE DICKERSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/10/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Verne Dickerson, CRD No. 5508658, Respondent. Disciplinary Proceeding No. 2008013978501 Hearing Officer Andrew H. Perkins ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 10, 2009 INTRODUCTION Disciplinary Proceeding No. 2008013978501 was filed on December 31, 2008, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).
Reference 2008013978501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5508658

Other names1

Also known as1

VERNE T DICKERSON

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