VADAR NASIM NASIM
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/06/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20160501462-01 TO: Department ofEnforcement Financial Industry Regulatory Authority (?FINRA-) RE: Vadar Nasim, Respondent CRD No. 6130245 Pursuant to FINRA Rule 9216 ofFINRA's Code ofProcedure, I submit this Letter of Acceptance, Waiver and Consent ('?AWC") for the purpose ofproposing a settlement ofthe alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will
Reference 2016050146201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6130245 |
Other names1
Also known as1
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