Person

VADAR NASIM NASIM

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/06/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20160501462-01 TO: Department ofEnforcement Financial Industry Regulatory Authority (?FINRA-) RE: Vadar Nasim, Respondent CRD No. 6130245 Pursuant to FINRA Rule 9216 ofFINRA's Code ofProcedure, I submit this Letter of Acceptance, Waiver and Consent ('?AWC") for the purpose ofproposing a settlement ofthe alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will

    Reference 2016050146201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6130245

Other names1

Also known as1

Vadar Nasim

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