Nex Systems
Person

KAREEM ISADORE WASHINGTON

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/07/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008012952201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Kareem Isadore Washington, Respondent Registered Representative CRD No. 5340780 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Kareem Isadore Washington ("Washington"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2008012952201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5340780

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.