SCOTT DAVID MCELHENNY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/03/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009020124301 TO: Department of Enforcement Financial industry Regulatory Authority ("FINRA") RE: Scott David McElhenny, Respondent General Securities Representative CRD No. 2623701 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged
Reference 2009020124301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2623701

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