KELLY DEMETRIUS WRIGHT
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/09/2008: FINRA OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. Kelly Demetrius Wright, (CRD No. 2062526), RESPONDENT. DISCIPLINARY PROCEEDING NO. 2005000346102 COMPLAINT The Department of Enforcement alleges: Summary 1. Over a period of more than two years, Kelly Demetrius Wright engaged in excessive and unsuitable trading in the accounts of three public customers. Wright's trading activity in these accounts caused such extraordinarily high turnover and cost-to-equity ratios that his acts
09/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. Kelly Demetrius Wright, (CRD No. 2062526), RESPONDENT. DISCIPLINARY PROCEEDING NO. 2005000346102 HEARING OFFICER ANDREW H. PERKINS ORDER ACCEPTING OFFER OF SETTLEMENT Date: September 11, 2008 INTRODUCTION Disciplinary Proceeding No. 200500346102 was filed on April 9, 2008, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA") ("Complainant"). Respondent Kelly
Reference 2005000346102data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2062526 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.