Nex Systems
Person

DASHERRA JANELL WALTON

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/07/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER Olf ACCEPTANCE, WAIVER AND CONSENT NO. 2007008699102 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Dasherra Janell Walton Respondent General Securities Representative CRD No. 4677665 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2007008699102data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4677665

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.