Jermaine K Benjamin

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/07/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075106101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jermaine K. Benjamin (Respondent) Former General Securities Representative and Former Investment Company Shares and Variable Contracts Representative CRD No. 6152653 Pursuant to FINRA Rule 9216, Respondent Jermaine K. Benjamin submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.
Reference 2022075106101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6152653

Other names1

Also known as1

Jermaine K. Benjamin

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