PHILIP A. ORLANDO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/29/2005: NASD OFFICE OF HEARING OFFICERS Market Regulation Department, Complainant, v. Philip A. Orlando (CRD No. 2839212) Respondent. Disciplinary Proceeding No. CMS 040165 Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT OF OF PHILIP A. ORLANDO Date: September 29, 2005 Disciplinary proceeding number CMS 040165 was filed on October 11, 2004 by the Department of Market Regulation of NASD ("Complainant"). Respondent Philip A. Orlando
Reference CMS040165finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2839212

Other names1

Also known as1

PHILIP ANTHONY ORLANDO

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