Nex Systems
Person

Andrew Jason Mandell

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/20/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052907901 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Andrew Jason Mandell, Respondent Former Registered Representative CRD No. 2194970 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Andrew Jason Mandell ("Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2017052907901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2194970

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