DAVID B. PAIGE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/21/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E8A2004087101 TO: Department of Enforcement NASD RE: David B. Paige, Respondent General Representative CRD No. 1018286 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part H below. This AWC is submitted on the condition that, if accepted, NASD will
Reference E8A2004087101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1018286

Other names1

Also known as1

DAVID BRIAN PAIGE

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