YVONNE LINKE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/21/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015556601 Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Yvonne Linke, Respondent General Securities Representative CRD No. 4531694 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance Waiver and Consent ("AWC") tor me purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if
Reference 2008015556601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4531694 |
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