Dana Bruce Vietor
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/23/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060199101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dana Bruce Vietor, Respondent Former Registered Representative CRD No. 873129 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Dana Bruce Vietor ("Respondent" or "Vietor") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018060199101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 873129 |
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