MICHAEL PETER TEPEDINO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/16/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042533801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Tepedino (CRD No. 1131332) Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael Tepedino, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2014042533801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1131332

Other names1

Also known as1

MICHAEL TEPEDINO

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