JOHN RICHARD TAMBURRINO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/23/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20050000284-01 TO: Department of Market Regulation NASD FROM: John Richard Tamburrino CRD No. 1896150 Pursuant to Rule 9216 of NASD Code of Procedure, I, John Richard Tambunrrino, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. I submit this
Reference 2005000028401data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1896150 |
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