JEFFREY MICHAEL HUG
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/24/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C3A050004 TO: Department of Enforcement NASD RE: Jeffrey Michael Hug, Respondent Investment Company and Variable Contracts Products Representative CRD No. 2287115 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the
Reference C3A050004data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2287115 |
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