Nex Systems
Person

GEHRIN MICHAEL ORTIZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/06/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036666401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gehrin Michael Ortiz, Respondent General Securities Representative CRD No. 5533216 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gehrin Michael Ortiz ("Ortiz" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2013036666401finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number5533216

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