Nex Systems
Person

Kevin Scott Woolf

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/26/2018: FINANCAIL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050541201 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Kevin Scott Woolf, Respondent General Securities Representative CRD No. 6145312 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Kevin Scott Woolf (“Woolf” or “Respondent”) submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement

    Reference 2016050541201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6145312

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