DEVON COULIN MCLEAN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/17/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016806001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Devon Coulin McLean, Respondent CRD No. 4072332 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Devon Coulin McLean, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described
Reference 2009016806001finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4072332 |
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