Mark Joseph Flanagan

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/27/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053609202 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Mark Joseph Flanagan, Respondent Former Registered Representative CRD No. 1949836 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Mark Joseph Flanagan ("Flanagan" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC")
Reference 2017053609202data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1949836

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