CLARK A. REINHARD

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/20/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005000323702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Clark A. Reinhard, Respondent General Securities Representative [CRD No. 2224876] Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Clark A Reinhard submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2005000323702data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/03/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021577101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Clark A. Reinhard, Respondent General Securities Representative CRD No. 2224876 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2010021577101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2224876

Other names1

Also known as1

CLARK ALEXANDER REINHARD

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.