PATRICIA E MURRAY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/09/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY ACCEPTANCE, WAIVER AND CONSENT NO. 2008012850701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Patricia E. Murray, Respondent Investment Company and Variable Contracts Products Representative CRD No. 2039682 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC) for the purpose of proposing a settlement of the
Reference 2008012850701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2039682

Other names1

Also known as1

PATRICIA E. MURRAY

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