JERRY DEWAYNE MCCUTCHEN, SR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/06/2016: FINANCIAL INDUSTRY REGUATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT MATTER NO. 2015048347401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jerry McCutchen General Securities Representative CRD No.: 1076678 Pursuant FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged role violation described below. This AWC is submitted on the condition that,
Reference 2015048347401finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1076678 |
Other names1
Also known as1
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