Nex Systems
Person

AARON NASH KAZINEC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/27/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012035005801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Aaron Nash Kazinec, Respondent Registered Representative CRD No. 2371296 Pursuant to FINRA Rule 9216 ofFINRA's Code of Procedure, Aaron Nash Kazinec (''Kazinec" or "Respondent"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2012035005801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2371296

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