SCOTT GEOFFREY MADISON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/30/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070757901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Scott Madison (Respondent) Former General Securities Representative CRD No. 4323032 Pursuant to FINRA Rule 9216, Respondent Scott Madison submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2021070757901finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4323032

Other names1

Also known as1

Scott Madison

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