Nex Systems
Person

JERRY GLENN GRIGGS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/26/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20060066266-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Mr. Jerry Glenn Griggs (CRD No. 2451366) Pursuant to NASD Rule 9216 of the FINRA Code of Procedure, I, Jerry Glenn Griggs ("Griggs" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent

    Reference 2006006626601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2451366

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